Compliance & Regulatory
/fundadmin:fund check-compliance <file>
Compliance gap analysis (FATCA/CRS/AML/ERISA)
Scores a fund document against FATCA, CRS, AML/KYC, ERISA, Form PF/D/ADV, AIFMD, SFDR and the Marketing Rule. Use for /fundadmin:fund check-compliance.
| Host | Invocation |
|---|---|
| Claude Code / Cowork | /fundadmin:fund check-compliance <file> |
| Claude Code / Cowork, direct | /fundadmin:fund-check-compliance <file> |
| Codex | $fund-check-compliance <file> |
Writes COMPLIANCE-REVIEW-[fund]-[date].md · Skill source
/fundadmin:fund kyc-review <file>
KYC/AML document completeness review
Scores one investor's KYC/AML package out of 100 (identity, UBOs, sanctions, PEP, source of funds) and rates risk. Use for /fundadmin:fund kyc-review or a KYC package.
| Host | Invocation |
|---|---|
| Claude Code / Cowork | /fundadmin:fund kyc-review <file> |
| Claude Code / Cowork, direct | /fundadmin:fund-kyc-review <file> |
| Codex | $fund-kyc-review <file> |
Writes KYC-REVIEW-[investor]-[date].md · Skill source
/fundadmin:fund regulatory-filing <type>
Regulatory filing preparation (Form PF/D/ADV)
Preps a Form PF, D, ADV, 13F, FATCA/CRS or FBAR package: data points, completeness score, gaps. Use for /fundadmin:fund regulatory-filing or filing prep.
| Host | Invocation |
|---|---|
| Claude Code / Cowork | /fundadmin:fund regulatory-filing <type> |
| Claude Code / Cowork, direct | /fundadmin:fund-regulatory-filing <type> |
| Codex | $fund-regulatory-filing <type> |
Writes FILING-PREP-[type]-[fund]-[date].md · Skill source